(NOC)

Reporting relationship: CVP & Pres, Mission Systems
Issuer ticker: NOC
Reported as of: 03 Mar 2023
Net transaction value: -$1,313,910
SEC form: 4
Accepted by SEC: 07 Mar 2023, 15:18:39 UTC
Prior SEC filing: 21 Feb 2023
Next SEC filing: 08 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Jennifer C. McGarey, Attorney-in-Fact

Key filing fact

Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 07 Mar 2023.

Key facts

This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 Mar 2023, 15:18.

Change

Previous filing in this sequence was filed on 21 Feb 2023.
Current net transaction value: -$1,313,910.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOC transaction

Common Stock

Sale

Transaction value: $130,340
Shares: -280
Change %: -1.5%
Price: $465.50
Shares after: 18,770
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F2

NOC transaction

Common Stock

Sale

Transaction value: $261,318
Shares: -560
Change %: -3%
Price: $466.64
Shares after: 18,210
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F3

NOC transaction

Common Stock

Sale

Transaction value: $510,630
Shares: -1,092
Change %: -6%
Price: $467.61
Shares after: 17,118
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F4

NOC transaction

Common Stock

Sale

Transaction value: $215,404
Shares: -460
Change %: -2.7%
Price: $468.27
Shares after: 16,658
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F5

NOC transaction

Common Stock

Sale

Transaction value: $196,218
Shares: -418
Change %: -2.5%
Price: $469.42
Shares after: 16,240
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F6

NOC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 38
Date: 03 Mar 2023
Ownership: Held in Northrop Grumman Savings Plan
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Footnote F2

Represents the weighted average sale price of $465.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $465.61 and the lowest price at which the shares were sold was $465.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F3

Represents the weighted average sale price of $466.64 rounded to the nearest hundredth. The highest price at which the shares were sold was $466.90 and the lowest price at which the shares were sold was $466.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F4

Represents the weighted average sale price of $467.61 rounded to the nearest hundredth. The highest price at which the shares were sold was $467.99 and the lowest price at which the shares were sold was $467.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F5

Represents the weighted average sale price of $468.27 rounded to the nearest hundredth. The highest price at which the shares were sold was $468.54 and the lowest price at which the shares were sold was $468.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F6

Represents the weighted average sale price of $469.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $469.77 and the lowest price at which the shares were sold was $469.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F7

Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 3/3/2023. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.