Douglas J. Richards - 01 Mar 2023 Form 4 Insider Report for SUNPOWER CORP

Role
EVP, Administration
Signature
Bette Tsien, as Attorney-in-Fact for Douglas J. Richards
Issuer symbol
N/A
Transactions as of
01 Mar 2023
Net transactions value
$0
Form type
4
Filing time
03 Mar 2023, 17:19:06 UTC
Previous filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPWR Common Stock Options Exercise $0 +13,960 +58% $0.000000 37,869 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +10,998 +29% $0.000000 48,867 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +4,373 +8.9% $0.000000 53,240 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +12,344 +23% $0.000000 65,584 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +2,009 +3.1% $0.000000 67,593 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +586 +0.87% $0.000000 68,179 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +5,307 +7.8% $0.000000 73,486 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +15,739 +21% $0.000000 89,225 01 Mar 2023 Direct
transaction SPWR Common Stock Tax liability $0 -22,969 -26% $0.000000 66,256 01 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -13,960 -100% $0.000000* 0 01 Mar 2023 Common Stock 13,960 Direct F2, F3
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -10,998 -50% $0.000000 10,999 01 Mar 2023 Common Stock 10,998 Direct F2, F4
transaction SPWR Performance Based Restricted Stock Units (PSUs) Options Exercise $0 -4,373 -25% $0.000000 13,119 01 Mar 2023 Common Stock 4,373 Direct F2, F5
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -12,344 -50% $0.000000 12,344 01 Mar 2023 Common Stock 12,344 Direct F2, F4
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -2,009 -33% $0.000000 4,018 01 Mar 2023 Common Stock 2,009 Direct F2, F6
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -586 -50% $0.000000 587 01 Mar 2023 Common Stock 586 Direct F2, F4
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -5,307 -25% $0.000000 15,921 01 Mar 2023 Common Stock 5,307 Direct F2, F5
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -15,739 -100% $0.000000* 0 01 Mar 2023 Common Stock 15,739 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares.
F2 Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3 Fully vested.
F4 The remaining PSUs or RSUs vest on March 1, 2024.
F5 The remaining PSUs or RSUs vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.
F6 The remaining RSUs vest in equal installments on March 1, 2024 and March 1, 2025.