Peter Faricy - 01 Mar 2023 Form 4 Insider Report for SUNPOWER CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 17:11:59 UTC
Prior SEC filing
02 Mar 2023
Next SEC filing
17 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bette Tsien, as attorney-in-fact for Peter Faricy
Filing notes and source

Key filing fact

Peter Faricy filed Form 4 for SUNPOWER CORP on 03 Mar 2023.

Key facts

  • This page summarizes Peter Faricy's Form 4 filing for SUNPOWER CORP.
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 17:11.

Change

  • Previous filing in this sequence was filed on 02 Mar 2023.
  • Current net transaction value: -$312,986.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+26,535
Change %
+19%
Price
$0.000000
Shares after
168,563
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+21,865
Change %
+13%
Price
$0.000000
Shares after
190,428
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Tax liability

Transaction value
$312,986
Shares
-20,470
Change %
-11%
Price
$15.29
Shares after
169,958
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-26,535
Change %
-25%
Price
$0.000000
Shares after
79,605
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,535
Exercise price
Footnotes
F2, F3
SPWR transaction Derivative

Performance Based Restricted Stock Units (PSUs)

Options Exercise

Transaction value
$0
Shares
-21,865
Change %
-25%
Price
$0.000000
Shares after
65,595
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,865
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.

Footnote F2

Each RSU or PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Footnote F3

The remaining RSUs or PSUs vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.

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