Kent W. Ziegler - 01 Mar 2023 Form 4 Insider Report for AXIS CAPITAL HOLDINGS LTD (AXS)

Role
Principal Acct Off, Controller
Signature
G. Christina-Gray Trefrey, Attorney-in-Fact
Issuer symbol
AXS
Transactions as of
01 Mar 2023
Transactions value $
-$187,509
Form type
4
Filing time
03 Mar 2023, 17:07:40
Previous filing
26 Jan 2023
Next filing
01 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXS Common Shares Options Exercise $0 +1.65K +5.37% $0.00 32.3K 01 Mar 2023 Direct
transaction AXS Common Shares Disposed to Issuer -$50.1K -823 -2.55% $60.84 31.5K 01 Mar 2023 Direct
transaction AXS Common Shares Tax liability -$137K -2.26K -7.18% $60.84 29.2K 01 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXS Restricted Stock Units Options Exercise $0 -1.65K -100% $0.00* 0 01 Mar 2023 Common Shares 1.65K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2 The restricted stock units vest in four equal annual installments beginning March 1, 2020.