Sandra Hurse - Mar 1, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role: Chief HR Officer
Signature: /s/ Burke Montgomery, Attorney-in-Fact
Stock symbol: GCMG
Transactions as of: Mar 1, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/3/2023, 03:28 PM
Previous filing: Dec 16, 2022
Next filing: Apr 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GCMG	Class A Common Stock	Options Exercise		+33.3K	+56.24%		92.6K	Mar 1, 2023	Direct	F1
transaction	GCMG	Class A Common Stock	Options Exercise		+9.17K	+9.9%		102K	Mar 1, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GCMG	Restricted Stock Units	Options Exercise	$0	-33.3K	-100%	$0.00^*	0	Mar 1, 2023	Class A Common Stock	33.3K		Direct	F1, F2
transaction	GCMG	Restricted Stock Units	Options Exercise	$0	-9.17K	-50%	$0.00	9.17K	Mar 1, 2023	Class A Common Stock	9.17K		Direct	F1, F3
transaction	GCMG	Restricted Stock Units	Award	$0	+40K		$0.00	40K	Mar 1, 2023	Class A Common Stock	40K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2	Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 33,333.33 RSUs vested on each of March 1, 2021 and March 1, 2022, and 33,333.34 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F3	Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F4	Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.