Ross K. Chapin - Feb 23, 2023 Form 4/A - restatement Insider Report for ENVESTNET, INC. (ENV)

/s/ Shelly O'Brien, by Power-of-Attorney for Ross K. Chapin
Stock symbol
Transactions as of
Feb 23, 2023
Transactions value $
Form type
Date filed
2/28/2023, 04:13 PM
Date Of Original Report
Feb 24, 2023
Previous filing
Mar 2, 2022
Next filing
Mar 2, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENV Director Stock Option (Right to Buy) -Options Exercise -$122,014 -7,954 -100% $15.34 0 Feb 23, 2023 Common Stock 7,954 $15.34 Direct F1, F2, F3

Explanation of Responses:

Id Content
F1 On February 24, 2023, the reporting person filed a Form 4 which inadvertently reported the exercise of an option in column 5 of Table II as an acquisition rather than a disposition. The proper coding of the exercise of the option has been corrected in this amendment, with the other footnotes renumbered accordingly.
F2 Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
F3 Total does not include options from other tranches with different exercise prices, vesting dates, and expirations dates.