Gates Katherine T. - 24 Feb 2023 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role: President, Director
Signature: /s/ Samantha Pesina - Attorney-in-Fact
Issuer symbol: SXC
Transactions as of: 24 Feb 2023
Net transactions value: -$103,034
Form type: 4
Filing time: 28 Feb 2023, 15:52:36 UTC
Previous filing: 08 Mar 2023
Next filing: 23 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SXC	Common Stock	Options Exercise		+13,357	+12%		127,926	24 Feb 2023	Direct	F1
transaction	SXC	Common Stock	Tax liability	$57,557	-6,318	-4.9%	$9.11	121,608	24 Feb 2023	Direct	F2
transaction	SXC	Common Stock	Options Exercise		+10,553	+8.7%		132,161	24 Feb 2023	Direct	F1
transaction	SXC	Common Stock	Tax liability	$45,477	-4,992	-3.8%	$9.11	127,169	24 Feb 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SXC	RSUs (02.25.2021)	Options Exercise		-13,357	-50%		13,357	24 Feb 2023	Common Stock	13,357		Direct	F1, F3
transaction	SXC	RSUs (02.24.2022)	Options Exercise		-10,553	-33%		21,274	24 Feb 2023	Common Stock	10,553		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Conversion rate is 1 for 1.
F2	Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3	Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.