Michael G. Rippey - Feb 24, 2023 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
Chief Executive Officer, Director
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Stock symbol
SXC
Transactions as of
Feb 24, 2023
Transactions value $
-$946,356
Form type
4
Date filed
2/28/2023, 03:51 PM
Previous filing
Mar 8, 2023
Next filing
Mar 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +93K +23.63% 486K Feb 24, 2023 Direct F1
transaction SXC Common Stock Tax liability -$528K -57.9K -11.91% $9.11 429K Feb 24, 2023 Direct F2
transaction SXC Common Stock Options Exercise +73.8K +17.21% 502K Feb 24, 2023 Direct F1
transaction SXC Common Stock Tax liability -$419K -45.9K -9.15% $9.11 456K Feb 24, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSUs (02.25.2021) Options Exercise -93K -50% 93K Feb 24, 2023 Common Stock 93K Direct F1, F3
transaction SXC RSUs (02.24.2022) Options Exercise -73.8K -33.16% 149K Feb 24, 2023 Common Stock 73.8K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.