Phillip Michael Hardesty - 24 Feb 2023 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
Senior Vice President
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Issuer symbol
SXC
Transactions as of
24 Feb 2023
Net transactions value
-$99,417
Form type
4
Filing time
28 Feb 2023, 15:50:41 UTC
Previous filing
08 Mar 2023
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +12,923 +6.9% 199,801 24 Feb 2023 Direct F1
transaction SXC Common Stock Tax liability $55,689 -6,113 -3.1% $9.11 193,688 24 Feb 2023 Direct F2
transaction SXC Common Stock Options Exercise +10,145 +5.2% 203,833 24 Feb 2023 Direct F1
transaction SXC Common Stock Tax liability $43,728 -4,800 -2.4% $9.11 199,033 24 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSUs (02.25.2021) Options Exercise -12,923 -50% 12,926 24 Feb 2023 Common Stock 12,923 Direct F1, F3
transaction SXC RSUs (02.24.2022) Options Exercise -10,145 -33% 20,451 24 Feb 2023 Common Stock 10,145 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.