| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOC | Common Stock | Options Exercise | $0 | +757 | +53.35% | $0.00 | 2.18K | Feb 16, 2023 | Direct | |
| transaction | NOC | Common Stock | Tax liability | -$119K | -256 | -11.77% | $465.35 | 1.92K | Feb 16, 2023 | Direct | |
| holding | NOC | Common Stock | 95.9 | Feb 16, 2023 | Held in Northrop Grumman Savings Plan | F1 | |||||
| holding | NOC | Common Stock | 2.35 | Feb 16, 2023 | By Spouse | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOC | Restricted Stock Rights | Award | $0 | +2.02K | +321.69% | $0.00 | 2.64K | Feb 16, 2023 | Common Stock | 2.02K | Direct | F3 | |
| transaction | NOC | Restricted Performance Stock Rights | Award | $0 | +4.65K | +250.61% | $0.00 | 6.51K | Feb 16, 2023 | Common Stock | 4.65K | Direct | F4, F5 | |
| transaction | NOC | Restricted Performance Stock Rights | Options Exercise | $0 | -757 | -11.62% | $0.00 | 5.75K | Feb 16, 2023 | Common Stock | 757 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contributions plan, as of 2/16/23. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
| F2 | Held by reporting person's spouse in the Plan, as of 2/16/23. |
| F3 | Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. |
| F4 | Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |
| F5 | The RPSRs acquired include (i) 277.82 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 158% of the target award; and (ii) 4,376 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 756.82 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 479 RPSRs was previously reported in connection with the grant of the 2020 RPSRs. |