(NOC)

Reporting relationship: CVP & Pres, Mission Systems
Issuer ticker: NOC
Reported as of: 13 Feb 2023
Net transaction value: -$450,816
SEC form: 4
Accepted by SEC: 15 Feb 2023, 15:53:54 UTC
Prior SEC filing: 08 Nov 2022
Next SEC filing: 21 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Jennifer C. McGarey, Attorney-in-Fact

Key filing fact

Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 15 Feb 2023.

Key facts

This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 Feb 2023, 15:53.

Change

Previous filing in this sequence was filed on 08 Nov 2022.
Current net transaction value: -$450,816.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOC transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,545
Change %: +19%
Price: $0.000000
Shares after: 15,973
Date: 13 Feb 2023
Ownership: Direct

NOC transaction

Common Stock

Tax liability

Transaction value: $450,816
Shares: -971
Change %: -6.1%
Price: $464.28
Shares after: 15,002
Date: 13 Feb 2023
Ownership: Direct

NOC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37
Date: 13 Feb 2023
Ownership: Held in Northrop Grumman Savings Plan
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NOC transaction Derivative

Restricted Stock Rights

Options Exercise

Transaction value: $0
Shares: -2,545
Change %: -31%
Price: $0.000000
Shares after: 5,741
Date: 13 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,545
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/13/2023. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

Footnote F2

Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

Footnote F3

Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.