Sanjay Datta - 26 Jan 2023 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Role
Chief Financial Officer
Signature
/s/ Christopher Ing, by power of attorney
Issuer symbol
UPST
Transactions as of
26 Jan 2023
Net transactions value
+$20,250
Form type
4
Filing time
30 Jan 2023, 15:52:30 UTC
Previous filing
25 Jan 2023
Next filing
01 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPST Common Stock Options Exercise $20,250 +15,000 +5.4% $1.35* 290,585 26 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPST Employee Stock Option (Right to buy) Options Exercise $0 -15,000 -2.4% $0.000000 617,607 26 Jan 2023 Common Stock 15,000 $1.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the shares subject to this option are fully vested and exercisable as of the date hereof.