Key facts
- This page summarizes Steven Machuga's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 Jan 2023, 16:51.
Steven Machuga - 13 Jan 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- INDI
- Reported as of
- 13 Jan 2023
- Net transaction value
- -$62,568
- SEC form
- 4
- Accepted by SEC
- 18 Jan 2023, 16:51:53 UTC
- Prior SEC filing
- 05 Jan 2023
- Next SEC filing
- 28 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steve Machuga by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven Machuga filed Form 4 for indie Semiconductor, Inc. (INDI) on 18 Jan 2023.
Change
- Previous filing in this sequence was filed on 05 Jan 2023.
- Current net transaction value: -$62,568.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +17,377
- Change %
- +16%
- Price
- $0.000000
- Shares after
- 125,176
- Date
- 13 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $62,568
- Shares
- -8,800
- Change %
- -7%
- Price
- $7.11
- Shares after
- 116,376
- Date
- 17 Jan 2023
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -17,377
- Change %
- -70%
- Price
- $0.000000
- Shares after
- 7,616
- Date
- 13 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,377
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
Footnote F2
Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.99 to $7.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Footnote F4
The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.