Anthony John DeRosa - Jan 3, 2023 Form 4 Insider Report for Evolv Technologies Holdings, Inc. (EVLV)

Signature
/s/ Eric Pyenson, Attorney-in-fact for Anthony John DeRosa
Stock symbol
EVLV
Transactions as of
Jan 3, 2023
Transactions value $
-$9,276
Form type
4
Date filed
1/4/2023, 07:29 PM
Previous filing
Jan 4, 2023
Next filing
Jan 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVLV Class A Common Stock Options Exercise $1.83K +4.36K +174.2% $0.42 6.86K Jan 3, 2023 Direct
transaction EVLV Class A Common Stock Sale -$11.1K -4.36K -63.53% $2.55 2.5K Jan 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVLV Stock Option (Right to Buy) Options Exercise $0 -4.36K -0.44% $0.00 986K Jan 3, 2023 Class A Common Stock 4.36K $0.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.
F2 The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.