Gordon G. Pratt - Jan 1, 2023 Form 4 Insider Report for Limbach Holdings, Inc. (LMB)

Role
Director
Signature
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt
Stock symbol
LMB
Transactions as of
Jan 1, 2023
Transactions value $
$0
Form type
4
Date filed
1/4/2023, 05:15 PM
Previous filing
Jan 4, 2022
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LMB Common Stock Options Exercise $0 +1.07K +4.68% $0.00 23.9K Jan 1, 2023 Direct
transaction LMB Common Stock Options Exercise $0 +1.07K +4.47% $0.00 24.9K Jan 1, 2023 Direct
transaction LMB Common Stock Options Exercise $0 +8.88K +35.6% $0.00 33.8K Jan 1, 2023 Direct
holding LMB Common Stock 98.8K Jan 1, 2023 See Footnote F1
holding LMB Common Stock 198K Jan 1, 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LMB Restricted Stock Units Options Exercise $0 -1.07K -8.83% $0.00 11K Jan 1, 2023 Common Stock 1.07K Direct F3, F4
transaction LMB Restricted Stock Units Options Exercise $0 -1.07K -9.69% $0.00 9.94K Jan 1, 2023 Common Stock 1.07K Direct F3, F5
transaction LMB Restricted Stock Units Options Exercise $0 -8.88K -89.27% $0.00 1.07K Jan 1, 2023 Common Stock 8.88K Direct F3, F6
transaction LMB Restricted Stock Units Award $0 +6.91K +647.24% $0.00 7.97K Jan 4, 2023 Common Stock 6.91K Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
F4 This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
F5 This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.
F6 This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.
F7 This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024.