GORDON G. PRATT - 01 Jan 2023 Form 4 Insider Report for Limbach Holdings, Inc. (LMB)

Role
Director
Signature
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Gordon G. Pratt
Issuer symbol
LMB
Transactions as of
01 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 17:15:03 UTC
Previous filing
04 Jan 2022
Next filing
02 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LMB Common Stock Options Exercise $0 +1,067 +4.7% $0.000000 23,866 01 Jan 2023 Direct
transaction LMB Common Stock Options Exercise $0 +1,067 +4.5% $0.000000 24,933 01 Jan 2023 Direct
transaction LMB Common Stock Options Exercise $0 +8,876 +36% $0.000000 33,809 01 Jan 2023 Direct
holding LMB Common Stock 98,757 01 Jan 2023 See Footnote F1
holding LMB Common Stock 198,280 01 Jan 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LMB Restricted Stock Units Options Exercise $0 -1,067 -8.8% $0.000000 11,010 01 Jan 2023 Common Stock 1,067 Direct F3, F4
transaction LMB Restricted Stock Units Options Exercise $0 -1,067 -9.7% $0.000000 9,943 01 Jan 2023 Common Stock 1,067 Direct F3, F5
transaction LMB Restricted Stock Units Options Exercise $0 -8,876 -89% $0.000000 1,067 01 Jan 2023 Common Stock 8,876 Direct F3, F6
transaction LMB Restricted Stock Units Award $0 +6,906 +647% $0.000000 7,973 04 Jan 2023 Common Stock 6,906 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
F4 This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
F5 This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.
F6 This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023.
F7 This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024.