John Herlihy - Dec 15, 2022 Form 4 Insider Report for Ellington Residential Mortgage REIT (EARN)

Role: Chief Operating Officer
Signature: /s/ Jason Frank, as attorney-in-fact for JR Herlihy
Stock symbol: EARN
Transactions as of: Dec 15, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/19/2022, 03:10 PM
Previous filing: Dec 20, 2021
Next filing: Jan 6, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EARN	Common shares	Award	$0	+8.12K	+36.89%	$0.00	30.1K	Dec 15, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Operating Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 4,061 of the Common Shares will vest, subject to certain limitations, on December 15, 2023, and the remaining 4,061 of the Common Shares will vest, subject to certain limitations, on December 15, 2024.
F2	3,883 of these Common Shares will vest, subject to certain limitations, on December 16, 2023.

Content

The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Operating Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 4,061 of the Common Shares will vest, subject to certain limitations, on December 15, 2023, and the remaining 4,061 of the Common Shares will vest, subject to certain limitations, on December 15, 2024.

3,883 of these Common Shares will vest, subject to certain limitations, on December 16, 2023.