Key facts
- This page summarizes Thomas Schiller's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2022, 17:24.
Thomas Schiller - 01 Dec 2022 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- CFO and EVP of Strategy
- Issuer ticker
- INDI
- Reported as of
- 01 Dec 2022
- Net transaction value
- -$127,155
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2022, 17:24:55 UTC
- Prior SEC filing
- 14 Nov 2022
- Next SEC filing
- 05 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas Schiller, by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas Schiller filed Form 4 for indie Semiconductor, Inc. (INDI) on 05 Dec 2022.
Change
- Previous filing in this sequence was filed on 14 Nov 2022.
- Current net transaction value: -$127,155.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Sale
- Transaction value
- $127,155
- Shares
- -15,835
- Change %
- -1.1%
- Price
- $8.03
- Shares after
- 1,462,944
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022 (the "Original Plan"), which included automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022. The Rule 10b5-1 trading plan was modified on November 30, 2022 (the "Modified Plan") to include automated open market sales of the Issuer's Class A common stock at prevailing prices on predetermined dates through December 31, 2023. The terms of the Modified Plan become effective on December 30, 2022, and accordingly, the sales reported in this Form 4 were made pursuant to the Original Plan.
Footnote F2
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.90 to $8.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.