Kerry Whorton Cooper - 11 Nov 2022 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Role
Director
Signature
/s/ Christopher Ing, by power of attorney
Issuer symbol
UPST
Transactions as of
11 Nov 2022
Net transactions value
-$41,840
Form type
4
Filing time
15 Nov 2022, 17:02:19 UTC
Previous filing
23 May 2022
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPST Common Stock Sale $41,840 -2,000 -72% $20.92 768 11 Nov 2022 See Footnote F1
holding UPST Common Stock 2,209 11 Nov 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.
F2 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.