Anthony John DeRosa - Oct 3, 2022 Form 4 Insider Report for Evolv Technologies Holdings, Inc. (EVLV)

Role
Chief Revenue Officer
Signature
/s/ Eric Pyenson, Attorney-in-fact for Anthony John DeRosa
Stock symbol
EVLV
Transactions as of
Oct 3, 2022
Transactions value $
-$16,471
Form type
4
Date filed
10/4/2022, 05:22 PM
Previous filing
Sep 23, 2022
Next filing
Oct 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVLV Class A Common Stock Options Exercise $4.2K +10K $0.42 10K Oct 3, 2022 Direct
transaction EVLV Class A Common Stock Sale -$20.7K -10K -100% $2.07 0 Oct 3, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVLV Stock Option (Right to Buy) Options Exercise $0 -10K -0.95% $0.00 1.04M Oct 3, 2022 Class A Common Stock 10K $0.42 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 17, 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.13. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The option vests and becomes exercisable as to 25% of the shares on October 1, 2021 and in 36 equal monthly installments thereafter.