Eileen Serra - 15 Sep 2022 Form 4 Insider Report for Boxed, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Sep 2022, 16:08:43 UTC
Prior SEC filing
06 Jul 2022
Next SEC filing
04 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Keri Fessler, Attorney-in-Fact

Key filing fact

Eileen Serra filed Form 4 for Boxed, Inc. on 19 Sep 2022.

Key facts

  • This page summarizes Eileen Serra's Form 4 filing for Boxed, Inc..
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 19 Sep 2022, 16:08.

Change

  • Previous filing in this sequence was filed on 06 Jul 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BOXDQ transaction

Common Stock

Options Exercise

Transaction value
Shares
+6,250
Change %
+16%
Price
Shares after
45,632
Date
15 Sep 2022
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BOXDQ transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-6,250
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,250
Exercise price
Footnotes
F1, F3
BOXDQ transaction Derivative

Restricted stock units

Award

Transaction value
$0
Shares
+66,489
Change %
Price
$0.000000
Shares after
66,489
Date
15 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
66,489
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Includes 39,382 shares of common stock acquired in a pro rata distribution in-kind, the acquisition was exempt pursuant to Rule 16a-9, of which 12,046 remain subject to forfeiture in the event the Issuer's common stock price does not exceed certain hurdles prior to December 8, 2026.

Footnote F3

On March 16, 2022, the reporting person was granted 6,250 RSUs, vesting on the day of the Issuer's first annual meeting of stockholders following the grant date, subject to continuing service on the Issuer's board of directors through the applicable vesting date.

Footnote F4

The RSUs vest on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the grant date and (ii) the anniversary of the grant date (September 15, 2023), subject to continuing service on the Issuer's board of directors through the applicable vesting date.

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