Andrew Arno - Aug 17, 2022 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
Director
Signature
/s/ Jennifer M. Reinke, Attorney in Fact for Andrew Arno
Stock symbol
SMSI
Transactions as of
Aug 17, 2022
Transactions value $
$35,271
Form type
4
Date filed
8/18/2022, 06:42 PM
Previous filing
Aug 17, 2022
Next filing
Dec 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common Stock Purchase $11.8K +5K +50% $2.35 15K Aug 17, 2022 By spouse IRA F1
transaction SMSI Common Stock Purchase $11.8K +5K +50% $2.35 15K Aug 17, 2022 By MJA Investment F1, F2
transaction SMSI Common Stock Purchase $11.8K +5K +50% $2.35 15K Aug 17, 2022 By JBA Investment F1, F3
holding SMSI Common Stock 263K Aug 17, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2 Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
F3 Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.