Brianna Gerber - Aug 12, 2022 Form 4 Insider Report for ChromaDex Corp. (CDXC)

Role
SVP Finance / Interim CFO
Signature
Jeong James Lee, Attorney-in-Fact
Stock symbol
CDXC
Transactions as of
Aug 12, 2022
Transactions value $
$0
Form type
4
Date filed
8/12/2022, 09:06 PM
Previous filing
Aug 12, 2022
Next filing
Feb 17, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXC Employee Stock Options (right to buy) Award $0 +100K $0.00 100K Aug 12, 2022 Common Stock 100K $1.69 Direct F1
transaction CDXC Restricted Stock Unit Award $0 +67.3K $0.00 67.3K Aug 12, 2022 Common Stock 67.3K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the shares subject to the option shall vest on August 12, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter.
F2 On August 12, 2022, the reporting person was awarded Restricted Stock Units ("RSUs") which will be settled in shares of Common Stock when vested.
F3 RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023.