Mark A. Caylor - 05 Aug 2022 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)

Signature
/s/ Jennifer C. McGarey, Attorney-in-Fact
Issuer symbol
NOC
Transactions as of
05 Aug 2022
Net transactions value
-$1,407,667
Form type
4
Filing time
09 Aug 2022, 17:04:34 UTC
Previous filing
07 Mar 2022
Next filing
08 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOC Common Stock Sale $94,068 -200 -1.1% $470.34 17,258 05 Aug 2022 Direct F1, F2
transaction NOC Common Stock Sale $235,800 -500 -2.9% $471.60 16,758 05 Aug 2022 Direct F1, F3
transaction NOC Common Stock Sale $47,205 -100 -0.6% $472.05 16,658 05 Aug 2022 Direct F1
transaction NOC Common Stock Sale $94,636 -200 -1.2% $473.18 16,458 05 Aug 2022 Direct F1
transaction NOC Common Stock Sale $149,732 -315 -1.9% $475.34 16,143 05 Aug 2022 Direct F1, F4
transaction NOC Common Stock Sale $658,806 -1,383 -8.6% $476.36 14,760 05 Aug 2022 Direct F1, F5
transaction NOC Common Stock Sale $127,420 -267 -1.8% $477.23 14,493 05 Aug 2022 Direct F1, F6
holding NOC Common Stock 37 05 Aug 2022 Held in Northrop Grumman Savings Plan F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Represents the weighted average sale price of $470.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $470.52 and the lowest price at which the shares were sold was $470.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F3 Represents the weighted average sale price of $471.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $471.90 and the lowest price at which the shares were sold was $471.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F4 Represents the weighted average sale price of $475.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $475.58 and the lowest price at which the shares were sold was $475.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F5 Represents the weighted average sale price of $476.36 rounded to the nearest hundredth. The highest price at which the shares were sold was $476.89 and the lowest price at which the shares were sold was $476.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F6 Represents the weighted average sale price of $477.23 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.43 and the lowest price at which the shares were sold was $477.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F7 Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of August 5, 2022. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.