(NOC)

Role: CVP & Pres, Mission Systems
Signature: /s/ Jennifer C. McGarey, Attorney-in-Fact
Issuer symbol: NOC
Transactions as of: 05 Aug 2022
Net transactions value: -$1,407,667
Form type: 4
Filing time: 09 Aug 2022, 17:04:34 UTC
Previous filing: 07 Mar 2022
Next filing: 08 Nov 2022
SEC: View on sec.gov

Quoteable Key Fact

"Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 09 Aug 2022."

Quick Takeaways

This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
7 reported transactions and 0 derivative rows are listed below.
Filing timestamp: 09 Aug 2022, 17:04.

What Changed

Previous filing in this sequence was filed on 07 Mar 2022.
Current net transaction value: -$1,407,667.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

NOC transaction

Common Stock

Sale

Transaction value: $94,068
Shares: -200
Change %: -1.1%
Price: $470.34
Shares after: 17,258
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F2

NOC transaction

Common Stock

Sale

Transaction value: $235,800
Shares: -500
Change %: -2.9%
Price: $471.60
Shares after: 16,758
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F3

NOC transaction

Common Stock

Sale

Transaction value: $47,205
Shares: -100
Change %: -0.6%
Price: $472.05
Shares after: 16,658
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1

NOC transaction

Common Stock

Sale

Transaction value: $94,636
Shares: -200
Change %: -1.2%
Price: $473.18
Shares after: 16,458
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1

NOC transaction

Common Stock

Sale

Transaction value: $149,732
Shares: -315
Change %: -1.9%
Price: $475.34
Shares after: 16,143
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F4

NOC transaction

Common Stock

Sale

Transaction value: $658,806
Shares: -1,383
Change %: -8.6%
Price: $476.36
Shares after: 14,760
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F5

NOC transaction

Common Stock

Sale

Transaction value: $127,420
Shares: -267
Change %: -1.8%
Price: $477.23
Shares after: 14,493
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F6

NOC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37
Date: 05 Aug 2022
Ownership: Held in Northrop Grumman Savings Plan
Footnotes: F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2	Represents the weighted average sale price of $470.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $470.52 and the lowest price at which the shares were sold was $470.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F3	Represents the weighted average sale price of $471.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $471.90 and the lowest price at which the shares were sold was $471.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F4	Represents the weighted average sale price of $475.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $475.58 and the lowest price at which the shares were sold was $475.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F5	Represents the weighted average sale price of $476.36 rounded to the nearest hundredth. The highest price at which the shares were sold was $476.89 and the lowest price at which the shares were sold was $476.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F6	Represents the weighted average sale price of $477.23 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.43 and the lowest price at which the shares were sold was $477.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F7	Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of August 5, 2022. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.