(NOC)

Reporting relationship: CVP & Pres, Mission Systems
Issuer ticker: NOC
Reported as of: 05 Aug 2022
Net transaction value: -$1,407,667
SEC form: 4
Accepted by SEC: 09 Aug 2022, 17:04:34 UTC
Prior SEC filing: 07 Mar 2022
Next SEC filing: 08 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Jennifer C. McGarey, Attorney-in-Fact

Key filing fact

Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 09 Aug 2022.

Key facts

This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
7 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 09 Aug 2022, 17:04.

Change

Previous filing in this sequence was filed on 07 Mar 2022.
Current net transaction value: -$1,407,667.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOC transaction

Common Stock

Sale

Transaction value: $94,068
Shares: -200
Change %: -1.1%
Price: $470.34
Shares after: 17,258
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F2

NOC transaction

Common Stock

Sale

Transaction value: $235,800
Shares: -500
Change %: -2.9%
Price: $471.60
Shares after: 16,758
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F3

NOC transaction

Common Stock

Sale

Transaction value: $47,205
Shares: -100
Change %: -0.6%
Price: $472.05
Shares after: 16,658
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1

NOC transaction

Common Stock

Sale

Transaction value: $94,636
Shares: -200
Change %: -1.2%
Price: $473.18
Shares after: 16,458
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1

NOC transaction

Common Stock

Sale

Transaction value: $149,732
Shares: -315
Change %: -1.9%
Price: $475.34
Shares after: 16,143
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F4

NOC transaction

Common Stock

Sale

Transaction value: $658,806
Shares: -1,383
Change %: -8.6%
Price: $476.36
Shares after: 14,760
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F5

NOC transaction

Common Stock

Sale

Transaction value: $127,420
Shares: -267
Change %: -1.8%
Price: $477.23
Shares after: 14,493
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1, F6

NOC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37
Date: 05 Aug 2022
Ownership: Held in Northrop Grumman Savings Plan
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Footnote F2

Represents the weighted average sale price of $470.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $470.52 and the lowest price at which the shares were sold was $470.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F3

Represents the weighted average sale price of $471.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $471.90 and the lowest price at which the shares were sold was $471.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F4

Represents the weighted average sale price of $475.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $475.58 and the lowest price at which the shares were sold was $475.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F5

Represents the weighted average sale price of $476.36 rounded to the nearest hundredth. The highest price at which the shares were sold was $476.89 and the lowest price at which the shares were sold was $476.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F6

Represents the weighted average sale price of $477.23 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.43 and the lowest price at which the shares were sold was $477.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Footnote F7

Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of August 5, 2022. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.