Jeffrey Todd Harris - Jun 14, 2022 Form 3 Insider Report for SpringBig Holdings, Inc. (SBIG)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Paul Sykes, as Attorney-in-Fact
Stock symbol
SBIG
Transactions as of
Jun 14, 2022
Transactions value $
$0
Form type
3
Date filed
6/17/2022, 05:30 PM
Next filing
Sep 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SBIG Common Stock 10K Jun 14, 2022 Direct F1
holding SBIG Common Stock 4.74M Jun 14, 2022 Held by Medici Holdings V, Inc. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SBIG Stock Option Jun 14, 2022 Common Stock 415K $0.52 Direct F3
holding SBIG Stock Option Jun 14, 2022 Common Stock 74.1K $1.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock acquired pursuant to a subscription agreement as part of a private placement (PIPE) to certain investors immediately prior to the business combination contemplated by that certain Amended and Restated Agreement and Plan of Merger, dated as of April 14, 2022, as amended by Amendment No. 1, dated as of May 4, 2022 , by and among Tuatara Capital Acquisition Corp., HighJump Merger Sub, Inc., and SpringBig, Inc.
F2 The reporting person disclaims beneficial ownership of the securities held by Medici Holdings V, Inc. except to the extent of his individual pecuniary interest therein. This report shall not be deemed anadmission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Act") or for any other purpose.
F3 The stock options are fully vested and exercisable.