Christopher Clemente - 13 Jun 2022 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Jun 2022, 16:41:22 UTC
Prior SEC filing
04 Jan 2022
Next SEC filing
28 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jubal Thompson, by power of attorney

Key filing fact

Christopher Clemente filed Form 4 for Comstock Holding Companies, Inc. (CHCI) on 15 Jun 2022.

Key facts

  • This page summarizes Christopher Clemente's Form 4 filing for Comstock Holding Companies, Inc. (CHCI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2022, 16:41.

Change

  • Previous filing in this sequence was filed on 04 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHCI transaction

Class A Common Stock

Award

Transaction value
Shares
+1,000,000
Change %
+27%
Price
Shares after
4,660,235
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F1
CHCI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
693,351
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F2
CHCI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
59,313
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F3
CHCI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,926
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F4
CHCI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
124,465
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F5
CHCI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
228,419
Date
13 Jun 2022
Ownership
Direct
CHCI holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
220,250
Date
13 Jun 2022
Ownership
See footnote
Footnotes
F2, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

By CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by the reporting person. On June 13, 2022, the Issuer and CPRES entered into a Share Exchange and Purchase Agreement (the "SEPA") pursuant to which the Issuer acquired from CPRES 3,440,689 shares of the Issuer's Series C Non-Convertible Preferred Stock, par value $0.01 per share, ("Series C Preferred Stock") valued at $5.00 per share, for a total value of $17,230,445, in exchange for (i) 1,000,000 shares of the Issuer's Class A Common Stock, valued at the consolidated closing bid price of the shares of Class A Common Stock on Nasdaq on the day immediately preceding the entry into the SEPA, and (ii) $4,000,000 in cash.

Footnote F2

By FR54, L.C., an entity controlled by the reporting person

Footnote F3

By the reporting person's spouse.

Footnote F4

By various trusts for the benefit of the reporting person's children, of which the reporting person is currently the custodian.

Footnote F5

By Stonehenge Funding, L.C., an entity controlled by the reporting person.

Footnote F6

Shares of Class B Common Stock are convertible at any time by the holder into shares of Class A Common Stock on a one-to-one basis.

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