Josh Wolfe - Jun 8, 2022 Form 4 Insider Report for Shapeways Holdings, Inc. (SHPW)

Signature
/s/ Jennifer Walsh, Attorney-in-Fact
Stock symbol
SHPW
Transactions as of
Jun 8, 2022
Transactions value $
$0
Form type
4
Date filed
6/10/2022, 08:27 AM
Previous filing
Oct 1, 2021
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHPW Common Stock Award $0 +31.3K $0.00 31.3K Jun 8, 2022 Direct F1
holding SHPW Common Stock 3.81M Jun 8, 2022 Held by Lux Ventures III, L.P. F2, F3
holding SHPW Common Stock 3.15M Jun 8, 2022 Held by Lux Co-Invest Opportunities L.P. F2, F3
holding SHPW Common Stock 173K Jun 8, 2022 Held by Lux Ventures Cayman III, L.P. F2, F3
holding SHPW Common Stock 1.81K Jun 8, 2022 Held by Lux Ventures III Special Founders Fund L.P. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) the date of the next annual meeting of stockholders or (ii) the one-year anniversary of June 8, 2022, subject to the Reporting Person's continuous service with the issuer through such date.
F2 Lux Co-Invest Partners, LLC is the general partner of Lux Co-Invest Opportunities, L.P. and exercises voting and dispositive power over the shares noted herein held by Lux Co-Invest Opportunities, L.P. Lux Venture Partners III, LLC is the general partner of Lux Ventures III, LP and of Lux Ventures III Special Founders Fund, L.P. Lux Ventures Cayman III General Partner Limited is the general partner of Lux Ventures Cayman III, L.P. and exercises voting and dispositive power over the shares noted herein held by Lux Ventures Cayman III, L.P. Peter Hebert and Josh Wolfe are the individual managing members of Lux Venture Partners III, LLC, Lux Co-Invest Partners, LLC and Lux Ventures Cayman III General Partner Limited.
F3 The individual managers, as the sole managers of Lux Venture Partners III, LLC, Lux Co-Invest Partners, LLC and Lux Ventures Cayman III General Partner Limited, may be deemed to share voting and dispositive power for the shares noted herein held by Lux Ventures III, L.P., Lux Co-Invest Opportunities, L.P., Lux Ventures Cayman III, L.P. and Lux Ventures III Special Founders Fund, L.P. Each of Lux Venture Partners III, LLC, Lux Co-Invest Partners, LLC and Lux Ventures Cayman III General Partner Limited, and the individual managers separately disclaim beneficial ownership over the shares noted herein except to the extent of their pecuniary interest therein.