Lee Einbinder - 07 Jun 2022 Form 4 Insider Report for Katapult Holdings, Inc. (KPLT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Jun 2022, 21:27:47 UTC
Prior SEC filing
13 Sep 2021
Next SEC filing
25 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ By: Tahmineh Maloney, as Attorney-in-Fact for Lee Einbinder

Key filing fact

Lee Einbinder filed Form 4 for Katapult Holdings, Inc. (KPLT) on 09 Jun 2022.

Key facts

  • This page summarizes Lee Einbinder's Form 4 filing for Katapult Holdings, Inc. (KPLT).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 09 Jun 2022, 21:27.

Change

  • Previous filing in this sequence was filed on 13 Sep 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KPLT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+23,809
Change %
+2.3%
Price
$0.000000
Shares after
1,039,503
Date
07 Jun 2022
Ownership
Direct
Footnotes
F1
KPLT transaction

Common Stock

Award

Transaction value
$0
Shares
+104,167
Change %
+10%
Price
$0.000000
Shares after
1,143,670
Date
07 Jun 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KPLT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-23,809
Change %
-50%
Price
$0.000000
Shares after
23,810
Date
07 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,809
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Footnote F2

Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Footnote F3

On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

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