Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLD | Common Stock | Purchase | $190K | +50K | +8.33% | $3.80 | 650K | May 26, 2022 | See Footnote | F3, F4 |
transaction | APLD | Common Stock | Purchase | $82.1K | +20.4K | +3.13% | $4.03 | 671K | May 27, 2022 | See Footnote | F4, F5 |
transaction | APLD | Common Stock | Purchase | $481K | +100K | +14.91% | $4.81 | 771K | May 31, 2022 | See Footnote | F4, F6 |
holding | APLD | Common Stock | 3.62M | May 26, 2022 | Direct | F1 | |||||
holding | APLD | Common Stock | 17.6M | May 26, 2022 | See Footnote. | F2 |
Id | Content |
---|---|
F1 | Includes (i) 500,000 shares of restricted stock, of which 250,000 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 62,500 will vest on each of July 1, 2022, October 1, 2022, January 1 2023 and April 1, 2023, or in each case, if later, the Later Date, and (iii) 742,166 shares held in the Reporting Person's IRA. |
F2 | Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
F3 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.75 to $3.82. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
F4 | Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
F5 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.92 to $4.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |
F6 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.72 to $4.96. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |