J. Daniel Plants - May 27, 2022 Form 4 Insider Report for CUTERA INC (CUTR)

Role: Exec. Chairman of the Board, Director
Signature: /s/ J. Daniel Plants
Stock symbol: CUTR
Transactions as of: May 27, 2022
Transactions value $: $10,000,000
Form type: 4
Date filed: 5/31/2022, 04:06 PM
Previous filing: May 23, 2022
Next filing: Aug 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CUTR	Convertible Senior Notes	Award	$10M				10M	May 27, 2022	COMMON STOCK	190K	$52.67	Funds managed by Voce Capital Management LLC	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.
F2	The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Content

Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.