Key facts
- This page summarizes Thomas Edward Hamilton's Form 4 filing for ANNALY CAPITAL MANAGEMENT INC (NLY).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 20 May 2022, 17:04.
Thomas Edward Hamilton - 18 May 2022 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)
- Reporting relationship
- Director
- Issuer ticker
- NLY
- Reported as of
- 18 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 May 2022, 17:04:17 UTC
- Prior SEC filing
- 12 May 2022
- Next SEC filing
- 20 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas Edward Hamilton filed Form 4 for ANNALY CAPITAL MANAGEMENT INC (NLY) on 20 May 2022.
Change
- Previous filing in this sequence was filed on 12 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 130,000
- Date
- 18 May 2022
- Ownership
- Direct
NLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 330,000
- Date
- 18 May 2022
- Ownership
- Cure FA Foundation, Inc.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NLY
transaction
Derivative
Deferred Stock Units
Award
- Transaction value
- $0
- Shares
- +24,372
- Change %
- +45%
- Price
- $0.000000
- Shares after
- 78,124
- Date
- 18 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,372
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.
Footnote F2
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.