| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLD | Common Stock | Purchase | $114,500 | +50,000 | +23% | $2.29 | 267,617 | 17 May 2022 | See Footnote | F3, F4 |
| holding | APLD | Common Stock | 100,000 | 17 May 2022 | Direct | F1 | |||||
| holding | APLD | Common Stock | 613,617 | 17 May 2022 | Footnote | F2 |
| Id | Content |
|---|---|
| F1 | Includes 100,000 shares of restricted stock granted as stock compensation for the Reporting Person's board service, 50,000 of which will vest on each of (i) April 1, 2022 or the date, if later, on which the SEC declares effective a registration statement covering the resale of the shares of restricted stock and (ii) April 1, 2023, so long as the Reporting Person is a director of the issuer on each such date. |
| F2 | Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. |
| F3 | Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.13 to $2.48. The Reporting Persons will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding each separate transaction. |
| F4 | Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. |