Miko Levy - May 18, 2022 Form 4 Insider Report for Shapeways Holdings, Inc. (SHPW)

Signature
/s/ Jennifer Walsh, Attorney-in-Fact
Stock symbol
SHPW
Transactions as of
May 18, 2022
Transactions value $
$119,787
Form type
4
Date filed
5/19/2022, 04:05 PM
Previous filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHPW Common Stock Options Exercise $120K +240K +121.45% $0.50 437K May 18, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHPW Stock Option (right to buy) Options Exercise $0 -202K -100% $0.00* 0 May 18, 2022 Common Stock 202K $0.50 Direct F3
transaction SHPW Stock Option (right to buy) Options Exercise $0 -37.3K -37.06% $0.00 63.4K May 18, 2022 Common Stock 37.3K $0.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a cash exercise of a vested stock option without a subsequent sale of the underlying shares of common stock.
F2 Includes 97,255 restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in four annual installments on each anniversary of March 28, 2022, subject to the Reporting Person's continuous service with the issuer through each such anniversary.
F3 The stock options are fully vested and exercisable.