Thomas R. McDaniel - 11 May 2022 Form 4 Insider Report for SUNPOWER CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 May 2022, 20:04:04 UTC
Prior SEC filing
25 Feb 2022
Next SEC filing
19 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren Walz, as attorney-in-fact for Thomas R. McDaniel

Key filing fact

Thomas R. McDaniel filed Form 4 for SUNPOWER CORP on 13 May 2022.

Key facts

  • This page summarizes Thomas R. McDaniel's Form 4 filing for SUNPOWER CORP.
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 13 May 2022, 20:04.

Change

  • Previous filing in this sequence was filed on 25 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,643
Change %
Price
$0.000000
Shares after
3,643
Date
11 May 2022
Ownership
Direct
SPWR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
281,394
Date
11 May 2022
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value
$0
Shares
+3,643
Change %
Price
$0.000000
Shares after
3,643
Date
11 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,643
Exercise price
Footnotes
F2, F3
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-3,643
Change %
-100%
Price
$0.000000*
Shares after
0
Date
11 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,643
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares held of record by the McDaniel Trust dtd 7/26/2000 (the "Trust") of which the Reporting Person and his wife are co-trustees. Each trustee has independent control and voting power over the Trust.

Footnote F2

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Footnote F3

The RSUs were automatically granted and vested immediately on May 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

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