Caley Castelein - 10 May 2022 Form 4 Insider Report for ViewRay, Inc.

Role
Director
Signature
/s/ Sanket Shah, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
10 May 2022
Net transactions value
+$3,601,119
Form type
4
Filing time
12 May 2022, 14:05:40 UTC
Previous filing
05 Jan 2022
Next filing
15 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VRAYQ Common Stock Purchase $899,640 +350,000 +268% $2.57* 480,600 10 May 2022 See footnote F2, F3
transaction VRAYQ Common Stock Purchase $2,701,479 +1,065,000 +222% $2.54* 1,545,600 11 May 2022 See footnote F3, F4
holding VRAYQ Common Stock 827,376 10 May 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective March 3, 2022, Mr. Castelein stepped down as the Nominating and Corporate Governance Committee Chair. As such, 1,001 Deferred Stock Units were canceled for no consideration from the original January 3, 2022 grant of 12,521 Deferred Stock Units. The 827,376 total amount of Securities Beneficially Owned reflects the March 3, 2022 cancellation.
F2 Reflects average weighted purchase price. Actual purchase prices ranged from $2.46 to $2.60 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 Shares held by KVP Capital, L.P., an entity controlled by Mr. Castelein.
F4 Reflects average weighted purchase price. Actual purchase prices ranged from $2.455 to $2.58 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.