Caley Castelein - 10 May 2022 Form 4 Insider Report for ViewRay, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 May 2022, 14:05:40 UTC
Prior SEC filing
05 Jan 2022
Next SEC filing
15 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sanket Shah, Attorney-in-fact

Key filing fact

Caley Castelein filed Form 4 for ViewRay, Inc. on 12 May 2022.

Key facts

  • This page summarizes Caley Castelein's Form 4 filing for ViewRay, Inc..
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 May 2022, 14:05.

Change

  • Previous filing in this sequence was filed on 05 Jan 2022.
  • Current net transaction value: +$3,601,119.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VRAYQ transaction

Common Stock

Purchase

Transaction value
$899,640
Shares
+350,000
Change %
+268%
Price
$2.57*
Shares after
480,600
Date
10 May 2022
Ownership
See footnote
Footnotes
F2, F3
VRAYQ transaction

Common Stock

Purchase

Transaction value
$2,701,479
Shares
+1,065,000
Change %
+222%
Price
$2.54*
Shares after
1,545,600
Date
11 May 2022
Ownership
See footnote
Footnotes
F3, F4
VRAYQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
827,376
Date
10 May 2022
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Effective March 3, 2022, Mr. Castelein stepped down as the Nominating and Corporate Governance Committee Chair. As such, 1,001 Deferred Stock Units were canceled for no consideration from the original January 3, 2022 grant of 12,521 Deferred Stock Units. The 827,376 total amount of Securities Beneficially Owned reflects the March 3, 2022 cancellation.

Footnote F2

Reflects average weighted purchase price. Actual purchase prices ranged from $2.46 to $2.60 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Footnote F3

Shares held by KVP Capital, L.P., an entity controlled by Mr. Castelein.

Footnote F4

Reflects average weighted purchase price. Actual purchase prices ranged from $2.455 to $2.58 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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