Benjamin D. Duke - 05 May 2022 Form 3 Insider Report for Polaris Inc. (PII)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
09 May 2022, 17:05:22 UTC
Next SEC filing
03 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Sarah Maveus, Attorney-in-Fact

Key filing fact

Benjamin D. Duke filed Form 3 for Polaris Inc. (PII) on 09 May 2022.

Key facts

  • This page summarizes Benjamin D. Duke's Form 3 filing for Polaris Inc. (PII).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 09 May 2022, 17:05.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PII holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,360
Date
05 May 2022
Ownership
Direct
PII holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
145
Date
05 May 2022
Ownership
by ESOP
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PII holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
05 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
794
Exercise price
$91.43
Footnotes
F2
PII holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
05 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
681
Exercise price
$121.86
Footnotes
F3
PII holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
05 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
618
Exercise price
$124.58
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Estimate of the number of shares held in the reporting person's ESOP fund as of May 5, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.

Footnote F2

The original options for 1,191 shares vest in three equal installments on February 21, 2021, February 21, 2022 and February 21, 2023. The February 21, 2021 installment for 397 shares has vested and been exercised; the February 21, 2022 installment for 397 shares has vested and is exercisable (but has not been exercised); the February 21, 2023 installment for 397 shares has not yet vested and is not yet exercisable.

Footnote F3

The options vest in three equal installments on February 19, 2022, February 19, 2023 and February 19, 2024.

Footnote F4

The options vest in three equal installments on February 18, 2023, February 18, 2024 and February 18, 2025.

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