Mark Adams - 20 Apr 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Apr 2022, 19:49:35 UTC
Prior SEC filing
03 Nov 2023
Next SEC filing
09 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne Kuykendall as attorney-in-fact for Mark Adams

Key filing fact

Mark Adams filed Form 4 for SMART Global Holdings, Inc. (PENG) on 22 Apr 2022.

Key facts

  • This page summarizes Mark Adams's Form 4 filing for SMART Global Holdings, Inc. (PENG).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 22 Apr 2022, 19:49.

Change

  • Previous filing in this sequence was filed on 03 Nov 2023.
  • Current net transaction value: -$341,792.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGH transaction

Ordinary Shares

Tax liability

Transaction value
$341,792
Shares
-13,945
Change %
-1.5%
Price
$24.51
Shares after
919,199
Date
20 Apr 2022
Ownership
Direct
Footnotes
F1, F2
SGH holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,640
Date
20 Apr 2022
Ownership
The Adams Family Trust
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

Footnote F2

On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

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