Dennis E. Condon - Mar 22, 2022 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
Director
Signature
/s/ Rajbir S. Denhoy, by power of attorney
Stock symbol
ESTA
Transactions as of
Mar 22, 2022
Transactions value $
-$586,481
Form type
4
Date filed
3/23/2022, 04:30 PM
Previous filing
Sep 14, 2021
Next filing
Jun 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Options Exercise $91.7K +9K $10.19* 9K Mar 22, 2022 Direct F1
transaction ESTA Common Shares Disposed to Issuer -$586K -9K -100% $65.16 0 Mar 22, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Options Exercise -$91.7K -9K -47.92% $10.19* 9.78K Mar 22, 2022 Common Shares 9K $10.19 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 This transaction was executed in multiple trades at prices ranging from $65.000 to $65.565 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.