Kathleen Patricia Sullivan - Mar 1, 2022 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Principal Accounting Officer
Signature
/s/ Rachel Haupt, Attorney-in-Fact
Stock symbol
GCMG
Transactions as of
Mar 1, 2022
Transactions value $
$0
Form type
4
Date filed
3/2/2022, 07:40 PM
Previous filing
Aug 17, 2021
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +31.7K +179.53% 49.3K Mar 1, 2022 Direct F1
transaction GCMG Class A Common Stock Options Exercise +2.5K +5.07% 51.8K Mar 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -31.7K -50% $0.00 31.7K Mar 1, 2022 Class A Common Stock 31.7K Direct F1, F2
transaction GCMG Restricted Stock Units Award $0 +7.5K $0.00 7.5K Mar 1, 2022 Class A Common Stock 7.5K Direct F1, F3
transaction GCMG Restricted Stock Units Options Exercise $0 -2.5K -33.33% $0.00 5K Mar 1, 2022 Class A Common Stock 2.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents a grant of RSUs on March 1, 2021. 31,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 31,666.66 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F3 Represents a grant of RSUs on March 1, 2022. 2,500 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.