Frederick Pollock - Mar 1, 2022 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role: Chief Investment Officer
Signature: /s/ Rachel Haupt, Attorney-in-Fact
Stock symbol: GCMG
Transactions as of: Mar 1, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/2/2022, 07:37 PM
Previous filing: Aug 17, 2021
Next filing: Aug 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GCMG	Class A Common Stock	Options Exercise		+250K	+179.53%		389K	Mar 1, 2022	Direct	F1
transaction	GCMG	Class A Common Stock	Options Exercise		+9.17K	+2.35%		398K	Mar 1, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GCMG	Restricted Stock Units	Options Exercise	$0	-250K	-50%	$0.00	250K	Mar 1, 2022	Class A Common Stock	250K		Direct	F1, F2
transaction	GCMG	Restricted Stock Units	Award	$0	+27.5K		$0.00	27.5K	Mar 1, 2022	Class A Common Stock	27.5K		Direct	F1, F3
transaction	GCMG	Restricted Stock Units	Options Exercise	$0	-9.17K	-33.33%	$0.00	18.3K	Mar 1, 2022	Class A Common Stock	9.17K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2	Represents a grant of RSUs on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021 and March 1, 2022, and 250,000 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F3	Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.