| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ARES | Class A Common Stock | Award | $0 | +300K | +28.77% | $0.00 | 1.34M | Jan 31, 2022 | Direct | F1, F2 |
| transaction | ARES | Class A Common Stock | Sale | -$3.83M | -49.2K | -3.66% | $77.98 | 1.29M | Jan 31, 2022 | Direct | F2, F3, F4 |
| transaction | ARES | Class A Common Stock | Sale | -$3.22M | -40.8K | -3.15% | $78.98 | 1.25M | Jan 31, 2022 | Direct | F2, F3, F5 |
| transaction | ARES | Class A Common Stock | Sale | -$1.95M | -24.5K | -1.95% | $79.61 | 1.23M | Jan 31, 2022 | Direct | F2, F3, F6 |
| transaction | ARES | Class A Common Stock | Sale | -$10.1M | -129K | -10.51% | $77.99 | 1.1M | Feb 1, 2022 | Direct | F2, F3, F7 |
| transaction | ARES | Class A Common Stock | Sale | -$2.8M | -35.4K | -3.22% | $79.14 | 1.06M | Feb 1, 2022 | Direct | F2, F3, F8 |
| transaction | ARES | Class A Common Stock | Sale | -$372K | -4.66K | -0.44% | $79.73 | 1.06M | Feb 1, 2022 | Direct | F2, F3, F9 |
| transaction | ARES | Class A Common Stock | Sale | -$1.66M | -21.4K | -2.02% | $77.84 | 1.04M | Feb 2, 2022 | Direct | F2, F3, F10 |
| transaction | ARES | Class A Common Stock | Sale | -$2.63M | -32.7K | -3.15% | $80.43 | 1.01M | Feb 2, 2022 | Direct | F2, F3, F11 |
| transaction | ARES | Class A Common Stock | Sale | -$8K | -100 | -0.01% | $80.00 | 953K | Feb 1, 2022 | By Atticus Enterprises LLC | F3 |
| transaction | ARES | Class A Common Stock | Sale | -$7.88M | -98K | -10.29% | $80.43 | 855K | Feb 2, 2022 | By Atticus Enterprises LLC | F3, F11 |
| holding | ARES | Class A Common Stock | 150K | Jan 31, 2022 | By Ares Owners Holdings L.P. | F12 |
| Id | Content |
|---|---|
| F1 | Granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2024, 2025, 2026 and 2027. |
| F2 | Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| F3 | This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $77.50 to $78.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 5, 6, 7, 8, 9, 10 and 11. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $78.50 to $79.46. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $79.50 to $79.74. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $77.60 to $78.59. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $78.60 to $79.58. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $79.61 to $80.00. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold on February 2, 2022 in multiple transactions at prices ranging from $77.55 to $78.27. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold on February 2, 2022 in multiple transactions at prices ranging from $80.00 to $80.89. |
| F12 | The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH. |