Thomas L. Wilson Jr - Jan 1, 2022 Form 3 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)

Role: CVP and Pres. Space Systems
Signature: Jennifer C. McGarey
Stock symbol: NOC
Transactions as of: Jan 1, 2022
Transactions value $: $0
Form type: 3
Date filed: 1/10/2022, 03:38 PM
Next filing: Feb 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NOC	Common Stock						1.63K	Jan 1, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NOC	Restricted Stock Rights							Jan 1, 2022	Common Stock	968		Direct	F1, F2
holding	NOC	Restricted Performance Stock Rights							Jan 1, 2022	Common Stock	2.21K		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
F2	Total amount includes (i) 328 unvested RSRs granted under the LTISP on 2/13/19 that will vest on 2/14/22; (ii) 284 unvested RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; and (iii) 356 unvested RSRs that will vest on 2/16/24. Grants awarded pursuant to Rule 16b-3(d).
F3	Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
F4	Total amount includes (i) 766 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 with a measurement period ended on 12/31/21; (ii) 663 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22; and (iii) 783 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. Grants awarded pursuant to Rule 16b-3(d).