Katherine Adkins - Jan 1, 2022 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Chief Legal Officer
Signature
/s/ David Ritenour, Attorney-in-Fact
Stock symbol
AFRM
Transactions as of
Jan 1, 2022
Transactions value $
-$170,611
Form type
4
Date filed
1/4/2022, 05:03 PM
Previous filing
Dec 3, 2021
Next filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Options Exercise $0 +2.49K $0.00 2.49K Jan 1, 2022 Direct F1
transaction AFRM Class A Common Stock Tax liability -$83.2K -827 -33.21% $100.56* 1.66K Jan 1, 2022 Direct F2
transaction AFRM Class A Common Stock Options Exercise $138K +2.22K +133.19% $62.52 3.88K Jan 3, 2022 Direct
transaction AFRM Class A Common Stock Sale -$226K -2.22K -57.12% $102.00* 1.66K Jan 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFRM Restricted Stock Units Options Exercise $0 -165 -2.37% $0.00 6.79K Jan 1, 2022 Class A Common Stock 165 Direct F1, F4
transaction AFRM Restricted Stock Units Options Exercise $0 -2.33K -12.5% $0.00 16.3K Jan 1, 2022 Class A Common Stock 2.33K Direct F1, F5
transaction AFRM Stock Option (Right to Buy) Options Exercise $0 -2.22K -8.89% $0.00 22.7K Jan 3, 2022 Class A Common Stock 2.22K $62.52 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on January 1, 2022.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
F4 The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F5 The RSUs vest in 24 equal monthly installments after August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F6 The stock option vests in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.