| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Stock | Options Exercise | $203,200 | +40,000 | +1143% | $5.08 | 43,500 | 03 Jan 2022 | Direct | F1 |
| transaction | AUPH | Common Stock | Sale | $888,884 | -39,366 | -90% | $22.58 | 4,134 | 03 Jan 2022 | Direct | F2, F3 |
| transaction | AUPH | Common Stock | Sale | $14,766 | -634 | -15% | $23.29 | 3,500 | 03 Jan 2022 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Stock Option (right to buy) | Options Exercise | $0 | -40,000 | -80% | $0.000000 | 10,000 | 03 Jan 2022 | Common Stock | 40,000 | $5.08 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date. |
| F2 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F3 | The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.27 to $23.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F4 | The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. |