Thomas Lonngren - 01 Jan 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Director
Signature
/s/ Daniel Maalo by Power of Attorney for Thomas Lonngren
Issuer symbol
CMPS
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3
Filing time
03 Jan 2022, 15:19:01 UTC
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPS Ordinary Shares 89,049 01 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 14,771 $0.0110 Direct F1, F2
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 23,740 $0.0140 Direct F1, F3
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 21,584 $17.00 Direct F1, F4
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 12,000 $29.87 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 The shares underlying this option are fully vested and exercisable as of the date hereof. The exercise price is 0.008 GBP and has been translated to USD in the table above at an exchange rate of 1.00 GBP to$1.3673 USD.
F3 25% of the shares underlying this option vested and became exercisable on June 30, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter. The exercise price is 0.01 GBP and hasbeen translated to USD in the table above at an exchange rate of 1.00 GBP to $1.3673 USD.
F4 25% of the shares underlying this option vested and became exercisable on September 18, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.
F5 25% of the shares underlying this option shall vest and become exercisable on October 1, 2022, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

EX-24 Lonngren - POA