Robert McQuade - 01 Jan 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
03 Jan 2022, 15:17:15 UTC
Next SEC filing
17 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Maalo by Power of Attorney for Robert McQuade

Key filing fact

Robert McQuade filed Form 3 for COMPASS Pathways plc (CMPS) on 03 Jan 2022.

Key facts

  • This page summarizes Robert McQuade's Form 3 filing for COMPASS Pathways plc (CMPS).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 15:17.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPS holding Derivative

Share Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
21,584
Exercise price
$33.83
Footnotes
F1, F2, F3
CMPS holding Derivative

Share Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
12,000
Exercise price
$29.87
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

25% of the shares underlying this option vested and became exercisable on November 23, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.

Footnote F2

The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Footnote F3

The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F4

25% of the shares underlying this option will vest and become exercisable on October 1, 2022, with the remainder vesting in thirty-six equal monthly installments thereafter.

SEC remarks

Exhibit 24 - Power of Attorney

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