Robert McQuade - 01 Jan 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Director
Signature
/s/ Daniel Maalo by Power of Attorney for Robert McQuade
Issuer symbol
CMPS
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3
Filing time
03 Jan 2022, 15:17:15 UTC
Next filing
17 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 21,584 $33.83 Direct F1, F2, F3
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 12,000 $29.87 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares underlying this option vested and became exercisable on November 23, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.
F2 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F3 The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
F4 25% of the shares underlying this option will vest and become exercisable on October 1, 2022, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney