Linda McGoldrick - 01 Jan 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Director
Signature
/s/ Daniel Maalo by Power of Attorney for Linda McGoldrick
Issuer symbol
CMPS
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3
Filing time
03 Jan 2022, 15:14:30 UTC
Next filing
17 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 21,584 $17.00 Direct F1, F2
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 12,000 $29.87 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares underlying this option vested and became exercisable on September 18, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.
F2 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F3 25% of the shares underlying this option shall vest and become exercisable on October 1, 2022, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney