Key facts
- This page summarizes Mark A. Caylor's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Dec 2021, 16:12.
Mark A. Caylor - 06 Dec 2021 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)
- Reporting relationship
- CVP & Pres, Mission Systems
- Issuer ticker
- NOC
- Reported as of
- 06 Dec 2021
- Net transaction value
- -$291,168
- SEC form
- 4
- Accepted by SEC
- 08 Dec 2021, 16:12:08 UTC
- Prior SEC filing
- 09 Aug 2021
- Next SEC filing
- 09 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer C. McGarey, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark A. Caylor filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 08 Dec 2021.
Change
- Previous filing in this sequence was filed on 09 Aug 2021.
- Current net transaction value: -$291,168.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NOC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,655
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 14,646
- Date
- 06 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
NOC
transaction
Common Stock
Tax liability
- Transaction value
- $291,168
- Shares
- -800
- Change %
- -5.5%
- Price
- $363.96
- Shares after
- 13,846
- Date
- 06 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
NOC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37
- Date
- 06 Dec 2021
- Ownership
- Held in Northrop Grumman Savings Plan
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NOC
transaction
Derivative
Restricted Stock Rights
Options Exercise
- Transaction value
- $0
- Shares
- -1,655
- Change %
- -15%
- Price
- $0.000000
- Shares after
- 9,659
- Date
- 06 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,655
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (December 4, 2021) fell on a weekend, the award shares vested on December 6, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on December 6, 2021. The shares were distributed into the participant's account on December 7, 2021.
Footnote F2
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 12/4/2018 that vested on 12/6/2021.
Footnote F3
Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of December 6, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Footnote F4
Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.