Keith Rabois - 01 Dec 2021 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Director
Signature
/s/ David Ritenour, Attorney-in-Fact
Issuer symbol
AFRM
Transactions as of
01 Dec 2021
Net transactions value
-$2,317,673
Form type
4
Filing time
03 Dec 2021, 16:05:14 UTC
Previous filing
03 Nov 2021
Next filing
05 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Sale $46,227 -400 -0.65% $115.57* 60,977 01 Dec 2021 Direct F1, F2
transaction AFRM Class A Common Stock Sale $307,526 -2,633 -4.3% $116.80* 58,344 01 Dec 2021 Direct F1, F3
transaction AFRM Class A Common Stock Sale $161,927 -1,375 -2.4% $117.77* 56,969 01 Dec 2021 Direct F1, F4
transaction AFRM Class A Common Stock Sale $23,770 -200 -0.35% $118.85* 56,769 01 Dec 2021 Direct F1, F5
transaction AFRM Class A Common Stock Sale $48,002 -400 -0.7% $120.00* 56,369 01 Dec 2021 Direct F1, F6
transaction AFRM Class A Common Stock Sale $194,009 -1,600 -2.8% $121.26* 54,769 01 Dec 2021 Direct F1, F7
transaction AFRM Class A Common Stock Sale $281,174 -2,300 -4.2% $122.25* 52,469 01 Dec 2021 Direct F1, F8
transaction AFRM Class A Common Stock Sale $62,116 -500 -0.95% $124.23* 51,969 01 Dec 2021 Direct F1, F9
transaction AFRM Class A Common Stock Sale $238,073 -1,900 -3.7% $125.30* 50,069 01 Dec 2021 Direct F1, F10
transaction AFRM Class A Common Stock Sale $130,159 -1,030 -2.1% $126.37* 49,039 01 Dec 2021 Direct F1, F11
transaction AFRM Class A Common Stock Sale $180,360 -1,414 -2.9% $127.55* 47,625 01 Dec 2021 Direct F1, F12
transaction AFRM Class A Common Stock Sale $89,966 -700 -1.5% $128.52* 46,925 01 Dec 2021 Direct F1, F13
transaction AFRM Class A Common Stock Sale $168,443 -1,299 -2.8% $129.67* 45,626 01 Dec 2021 Direct F1, F14
transaction AFRM Class A Common Stock Sale $320,242 -2,453 -5.4% $130.55* 43,173 01 Dec 2021 Direct F1, F15
transaction AFRM Class A Common Stock Sale $65,678 -500 -1.2% $131.36* 42,673 01 Dec 2021 Direct F1, F16
holding AFRM Class A Common Stock 75,000 01 Dec 2021 By FF Affirm Growth, LLC F17
holding AFRM Class A Common Stock 1,486,909 01 Dec 2021 By The Founders Fund Growth, LP F17
holding AFRM Class A Common Stock 60,429 01 Dec 2021 By The Founders Fund Growth Principals Fund, LP F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2021.
F2 Represents the weighted average sale price of the shares sold from $115.22 to $115.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Represents the weighted average sale price of the shares sold from $116.35 to $117.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Represents the weighted average sale price of the shares sold from $117.35 to $118.15 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Represents the weighted average sale price of the shares sold from $118.40 to $119.30 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Represents the weighted average sale price of the shares sold from $119.58 to $120.45 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 Represents the weighted average sale price of the shares sold from $120.85 to $121.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 Represents the weighted average sale price of the shares sold from $121.85 to $122.70 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 Represents the weighted average sale price of the shares sold from $123.81 to $124.77 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 Represents the weighted average sale price of the shares sold from $124.91 to $125.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 Represents the weighted average sale price of the shares sold from $126.00 to $126.98 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 Represents the weighted average sale price of the shares sold from $127.08 to $128.04 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 Represents the weighted average sale price of the shares sold from $128.11 to $129.06 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 Represents the weighted average sale price of the shares sold from $129.12 to $130.10 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 Represents the weighted average sale price of the shares sold from $130.12 to $131.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 Represents the weighted average sale price of the shares sold from $131.25 to $131.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The Reporting Person has shared voting and investment power over the shares held by each of The Founders Fund VI, LP, The Founders Fund VI Principals Fund, LP, The Founders Fund VI Entrepreneurs Fund, LP, The Founders Fund Growth, LP, The Founders Fund Growth Principals Fund, LP and FF Affirm Growth, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.