Mandl Alex - Nov 17, 2021 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
Director
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Stock symbol
RCM
Transactions as of
Nov 17, 2021
Transactions value $
-$4,355,044
Form type
4
Date filed
11/19/2021, 04:25 PM
Previous filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Options Exercise $40.4K +16.2K +133.69% $2.50* 28.3K Nov 17, 2021 Direct
transaction RCM Common Stock Options Exercise $40K +12.5K +44.23% $3.20* 40.8K Nov 17, 2021 Direct
transaction RCM Common Stock Options Exercise $16.4K +6.47K +15.88% $2.53* 47.2K Nov 17, 2021 Direct
transaction RCM Common Stock Sale -$875K -34.2K -12.71% $25.60* 235K Nov 17, 2021 By Alex J. Mandl Irrevocable Trust F1, F2
transaction RCM Common Stock Sale -$3.58M -141K -60% $25.40* 93.9K Nov 18, 2021 By Alex J. Mandl Irrevocable Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Director Stock Option (right to buy) Options Exercise $0 -16.2K -100% $0.00* 0 Nov 17, 2021 Common Stock 16.2K $2.50 Direct
transaction RCM Director Stock Option (right to buy) Options Exercise $0 -12.5K -100% $0.00* 0 Nov 17, 2021 Common Stock 12.5K $3.20 Direct
transaction RCM Director Stock Option (right to buy) Options Exercise $0 -6.47K -40.29% $0.00 9.59K Nov 17, 2021 Common Stock 6.47K $2.53 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.50 to $25.88 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2 These shares are owned by the Alex J. Mandl Irrevocable Trust, for which the reporting person's spouse is trustee. Certain members of the reporting person's family are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.57 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.