Nikolaos A. Vlahos - 16 Nov 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
Chief Executive Officer, Director
Signature
/s/ Brendan Sheehey, Attorney-in-Fact
Issuer symbol
HNST
Transactions as of
16 Nov 2021
Net transactions value
-$49,432
Form type
4
Filing time
18 Nov 2021, 12:22:26 UTC
Previous filing
13 Aug 2021
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $51,968 +10,140 +1.7% $5.12 620,421 16 Nov 2021 Direct F1
transaction HNST Common Stock Sale $101,400 -10,140 -1.6% $10.00* 610,281 16 Nov 2021 Direct F1, F2
holding HNST Common Stock 88,278 16 Nov 2021 By Nikolaos and Angela Vlahos 2006 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -10,140 -1.3% $0.000000 745,126 16 Nov 2021 Common Stock 10,140 $5.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 610,281 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 Option is fully vested.